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NYSO Investment Holdings, LLC.
Legal Department
One World Trade Center
New York, New York 10007
 
 

NYSO Investment Holdings, LLC. is registered in the State of Delaware. To verify legal structure and good standing Verify DE State Cert. of NYSO Investment Holdings, LLC. File# 5788041 8300 Authentication: 10406175 SR# 2015088222.

NYSO INVESTMENT HOLDINGS, LLC. is a Delaware limited liability company (the "Company") formed on the 20th of July 2015 as a private investment vehicle for a limited number of sophisticated, long-term investors. The Company engages primarily in the purchase and sale of long positions in publicly traded securities, other investment funds, U.S. governmental and infrastructure projects, and during certain market environments, may hedge the portfolio using other derivative securities. Its principal investment objective is the achievement of superior investment returns. The Company is being operated as a fund under Section 3(c)(1) of the Investment Company Act of 1940, as amended (the "Act"). As a result, the number of Members in the Company is limited to 100 persons.

If the Company approaches this 100-person limit, the Manager intends to convert the Company into a fund that operates under Section 3(c)(7) of the Act. If such a conversion occurs, investors in the Company that are not "qualified purchasers" as defined in the Act will have their Interest in the Company exchanged for interests in a new limited liability company (the "New 3(c)(1) Fund") that is identical to the Company in all material respects, including its investment strategies and objectives, except that investors in the New 3(c)(1) Fund will not be required to be "qualified purchasers." By signing the Company's Subscription Documents and becoming a party to the Operating Agreement, investors are consenting to, and authorizing the Manager to take whatever actions are necessary on their behalf to effect such exchange.

NYSO Investment Account management firm is NY Stock Options, Inc. a Belize based manager Certified Pursuant to Section 14 (3) of The International Business Companies Act certificate #126,408. NY Stock Options is an OFFSHORE domiciled manager. Full disclosures made within PPM.

We trade on the revolutionary Black Mamba Trading platform at nysotrade.com (Prime Brokerage) that offers a wide range of unique features to make it easier for traders to manage their risk and set the terms of the trade. All clearing is done through our regulated clearing house licensed to operate on the NYSE. The prices displayed on the black mamba platorm are the real time prices for underlying assets.

Important risk note: Hedge Funds trading involves significant risk. We strongly advise that you read all documentsbefore making any investments. The prices we present on our platform sites are the ones the brokers captured while trading the market and are not necessarily the real time market prices. Depending on your regulated region NYSO Investment Holdings, LLC. may use other prime brokerage services to comply with your local regulatory agencies.

NYSO Investment Holdings, LLC. is a member of the Independent Financial Regulatory Authority (IFRA). IFRA is NOT a governmental organization or authorized by a government. IFRA is an independent private company that services the cliental of financial firms. As a member we comply with it's mandates and minimum reserve requirements for the protection of our clients.

Clients must be aware of their individual capital gain tax liability in their country of residence. Our fund is available ONLY to accredited investors of legal age to invest and only if hedge fund investing is legal in your country or residence with solutions for non-accredited investors NYSO Investment Holdings, LLC. is not liable for persons entering our fund from ineligible countries or territories. You must read and agree to our terms and conditions and meet the requirments of an accredited investor prior to applying for an account. Our PPM details the fund and conditions. Third-party research and tools are obtained from companies not affiliated with NYSO Investment Holdings, LLC., and are provided for informational purposes only. While the information is deemed reliable, NYSO does not guarantee its accuracy, completeness, or suitability for any purpose, and makes no warranties with respect to the results to be obtained from its use. Taxes related to NYSO offers are your responsibility. Retail values totaling $600 or more during the calendar year will be included in your consolidated Form 1099 or other tax related document as per your jurisdiction.

Brokerage services provided by NYSO Investment Holdings, LLC. This is not an offer or solicitation for brokerage services, investment advisory services, or other products or services in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the securities laws or other local laws and regulations of that jurisdiction.

This Website is not intended for residents of the jurisdictions where hedge fund investments deemed unlawful for a citizen of such nation/country, NYSO Investment Holdings, LLC. shall not be liable for individuals participating in unlawful jurisdictions. Use of our hedge fund services are to be provided ONLY to individuals eligible to participate in such investment services. It is the sole responsibility of the ADULT (over 18) who agree to our terms and conditions to ensure laws in his/her jurisdiction are followed.

NYSO is a trademark jointly owned by NYSO Investment Holdings, LLC. © 2015. All rights reserved. Used with permission.

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